RTX Holdings, Inc, a Delaware corporation, is the parent for the below subsidiaries:
RTX Fintech & Research LLC (“RTX SEF”): RTX SEF is the trading venue on which all interest rate products are executed. RTX SEF is regulated in the United States pursuant to Section 5h of the Commodity Exchange Act and Part 37 of the regulations promulgated by the Commodity Futures Trading Commission (“CFTC”).
On April 21st, 2023, the US CFTC granted RTX SEF its Swap Execution License under Section 5h of the Commodity Exchange Act (CEA) and CFTC Regulation 37.3(b). See Press Release.
RTX IB Services LLC (“RTX IB”): RTX IB acts as an Introducing Broker and is regulated by the CFTC via the National Futures Association (“NFA”). RTX IB acts as agent executing financial futures on the Chicago Mercantile Exchange (“CME” and the Chicago Board of Trade (“CBOT”). RTX IB was granted its Introducing Broker license by the NFA on February 16th, 2023.
The RTX IB NFA ID is 0546853.
Read more about NFA Basic System.
RTX Fintech (Europe) Limited: This entity is seeking authorization to operate a multilateral trading facility (“MTF”) from the Central Bank of Ireland (“CBI”).
Swap Execution Facility License under CFTC Rules
RTX SEF is registered with the US Commodity Futures Trading Comission (“CFTC”) as a Swap Execution Facility under Section 5h of the Commodity Exchange Act (CEA) and CFTC Regulation 37.3(b).
View all registered Swap Execution Facilities (SEF) on the CFTC.
Rule Books & Product Listings
2025-01-31
2023-08-23
2023-01-13
SEF Application Public Filings
2022-04-27
2023-02-23
2022-01-01
2022-02-02
Province Of Ontario Exchange Exemption Granted
On July 21st 2023 the Ontario Securities Commission (“OSC”) granted RTX SEF an exemption from its Exchange requirement under the Province of Ontario’s Securities Act.
Province Of Québec Exchange Exemption Granted
Self Certification of Rule Amendment to CFTC Under § 40.6(a)
2025-01-16
2024-07-03
2024-12-11
2024-07-22
2023-11-07
2023-10-19
2023-10-03
Class Certification of Interest Rate Swaps Under 17 CFT § 40.2(d)
2023-08-27
2023-08-27
2023-08-27
2023-08-27
2023-08-27
2023-08-27
2023-08-27
2023-08-27
